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District Seeks Fees from Lawyer in Dismissed IDEA Case


D.C. v. Straus, Case No. 09-7051 (C.A. D.C., Jan. 8, 2010)

Relying on the fee-shifting provision contained in the Individuals with Disabilities Education Act (IDEA), the District of Columbia seeks fees from a lawyer who, on behalf of a special needs student, initiated administrative proceedings that were eventually dismissed as moot. The district court denied an award of fees on the ground that the District failed to qualify as a “prevailing party” under the IDEA as defined by the Supreme Court in Buckhannon Board & Care Home, Inc. v. West Virginia Department of Health & Human Resources, 532 U.S. 598 (2001). For the reasons set forth below, we affirm.

The IDEA guarantees all children with disabilities a free, appropriate public education (FAPE). 20 U.S.C. § 1400(d)(1)(A). Of relevance to this case, the IDEA requires school districts to conduct any evaluations necessary to develop a child’s individualized education plan (IEP). Id. § 1414(a).

In June 2008, the IEP team for D.R., a special needs student attending the District of Columbia Public Schools (DCPS), decided it needed a psychiatric evaluation of D.R. to prepare his IEP for the upcoming school year. DCPS agreed to complete the evaluation by August 5. When it failed to do so, D.R.’s family, represented by appellee John Straus, filed an administrative complaint seeking an order requiring DCPS to pay for an independent psychiatric evaluation. See 20 U.S.C. § 1415(b)(6)(A) (authorizing parents to file administrative challenges to “any matter relating to . . . evaluations”). The parents also sought (1) a declaration that the delay in conducting the evaluation denied D.R. a FAPE and (2) an award of attorney’s fees, see Moore v. District of Columbia, 907 F.2d 165, 167 (D.C. Cir. 1990) (en banc) (interpreting the IDEA’s fee-shifting provision to apply in administrative proceedings as well as civil actions). Five days later, Dr. Richard Nyankori of the DCPS Chancellor’s office sent Straus a letter authorizing the independent evaluation. That same day, the hearing officer held a prehearing conference. Although Straus knew of the Nyankori letter authorizing the evaluation, he refused to withdraw the complaint. Instead, he demanded a hearing, which the hearing officer held several weeks later. At that hearing, Straus conceded that the Nyankori letter provided the substantive relief his client sought, but argued “there should be something with respect to attorney’s fees” for himself. Plaintiff’s Renewed Motion for Summary Judgment, Exhibit D at 11, District of Columbia v. Straus, 607 F. Supp. 2d 180 (D.D.C. 2009) (No. 08-cv-2075).



 

Jurisdiction: U.S. Court of Appeals, District of Columbia Circuit
Related Categories: Civil-Procedure, Civil-Remedies, Damages
 
Circuit Court Judge(s)Circuit Court Judge Jurisdiction(s)
Douglas H. GinsburgU.S. Court of Appeals, District of Columbia Circuit
Thomas B. GriffithU.S. Court of Appeals, District of Columbia Circuit
David S. TatelU.S. Court of Appeals, District of Columbia Circuit

 
Amicus Lawyer(s)Amicus Law Firm(s)
Arthur Barry SpitzerAmerican Civil Liberties Union of the National Capital Area
Caroline Montrose BrownCovington & Burling LLP
Roger A. FordCovington & Burling LLP

 
Appellant Lawyer(s)Appellant Law Firm(s)
Todd Sunhwae KimOffice of the Attorney General for the District of Columbia
Donna M. MuraskyOffice of the Attorney General for the District of Columbia
Peter J. NicklesOffice of the Attorney General for the District of Columbia
Carl James SchifferleOffice of the Attorney General for the District of Columbia

 
Appellee Lawyer(s)Appellee Law Firm(s)
Tilman L. GeraldJames E. Brown & Associates, PLLC
Roxanne D. NelomsJames E. Brown & Associates, PLLC

 





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number of fee-shifting statutes that alter this rule, including 8 decision on the merits." id. at 22. as the district also notes, three days after the hearing, the officer ruled that the the district argues that it nonetheless qualifies as a on the merits. although the complaint asked for declaratory administrative proceedings and because straus "continued to and donna m. murasky, deputy solicitor general. this case, the hearing officer's dismissal protected the district the winning side--in this case, the district. argued that it was entitled to fees under the idea's fee- these statutes, the idea allows parents who are "prevailing district of columbia, a municipal corporation, fees must also have "been awarded some relief by the court." attorney of a parent who files a complaint or the fees; and (3) the judicial pronouncement must be ii never claimed, as it does here, that the word prevailing in appellant to pay for an independent psychiatric evaluation. see 20 administrative and judicial proceedings. 20 u.s.c. (no. 1:08-cv-02075-rwr) 180 ("sho decision"). neither party challenged that action fails either in law or in fact, might give the defendant at 605. following buckhannon, we articulated a three-part united states court of appeals summary judgment, exhibit c at 3, straus, 607 f. supp. 2d a "court-ordered change in the legal relationship" of the it "secure[d] a dismissal for mootness . . . by [its] voluntary ii is based on section 1988, the general civil rights attorney's part[ies]" to recover attorney's fees incurred in both parties; (2) the judgment must be in favor of the party seeking this argument in its original complaint or any of its papers harm." sho decision at 4. provision contained in the individuals with disabilities arthur b. spitzer, caroline m. brown, and roger a. ford although straus is no longer pursuing his request for conduct." straus, 607 f. supp. 2d at 184. the court therefore "suffered no educational harm." id. at 4. read in context, who submit pleadings or other filings "for any improper deemed an adjudication on the merits for the purposes of res the district makes one final argument. even if it is complaint or subsequent cause of action was but instead the hearing officer's speculation about what might to the district's new argument because the district had cir. 2008), does not help the district. that case involved with an "improper purpose" as required by subsection iii, it fees statute, subsection iii mirrors federal rule of civil prevailing party. here, because the district does not qualify u.s.c. 1415(b)(6)(a) (authorizing parents to file (dcps), decided it needed a psychiatric evaluation of d.r. to that in addition to seeking an evaluation, the complaint asked specifically, subsection ii of section 1415(i)(3)(b)(i) voluntarily moved to dismiss the case because she lacked attorney of a parent who continued to litigate after the all it could receive from a judgment on the merits."). but in 10 an administrative complaint seeking an order requiring dcps roxanne d. neloms argued the cause for appellees. with the hearing officer found that d.r. "suffered no educational district, thomas, 330 f.3d at 493 (internal quotation marks mention at all of the forfeited argument. by contrast, straus's appellant's br. 3; see also 20 u.s.c. 1415(i)(3)(b)(i)(ii) local educational agency against the attorney idea's fee-shifting provision, namely subsection iii, which on the merits qualifies the defendant as a prevailing party). fees, the district sued him and his law firm in the united for a declaration that d.r. was denied a fape. "by pursuing to be sure, the hearing officer goes on to state that d.r. i states district court for the district of columbia seeking an in june 2008, the iep team for d.r., a special needs (quoting 20 u.s.c. 1415(h)). taking idea cases, "effectively block[ing] the one relief." thomas, 330 f.3d at 493 (internal quotation marks and (2) an award of attorney's fees, see moore v. district of proceedings and the "`right to be accompanied and advised by award fees to the "prevailing party." see id. at 603. like test for determining prevailing-party status: (1) there must be administrative challenges to "any matter relating to . . . hearing officer. in other words, the district's favorable argue in its motions for summary judgment that straus acted claims that it may receive fees under a different section of the for and receive a dismissal with prejudice for mootness, and education act (idea), the district of columbia seeks fees believed that although he was under no obligation to respond argument goes, "prevailing" in subsection iii simply means virginia department of health & human resources, 532 u.s. school districts to conduct any evaluations necessary to 6 tatel, circuit judge: relying on the fee-shifting case with prejudice. plaintiff's renewed motion for fee-shifting provision. subsection ii allows a school district authorizes awards three separate claims, one of which the district court decided the district claims that straus "forfeited any contention iii. in support, the district points out that although subsection by defendants "lack[] the necessary judicial imprimatur." id. obligations until parents sue, voluntarily comply quickly, file 3 1415(i)(3)(b)(i)(i); see also moore, 907 f.2d at 167. central appellees. the idea guarantees all children with disabilities a free, complaint. instead, he demanded a hearing, which the litigate the complaint after it had clearly become groundless." conduct a psychiatric evaluation," which he concluded "was party as defined by buckhannon. 20 u.s.c. 1415(i)(3)(b)(i)(iii). according to the district, for the district of columbia "forfeit." the district failed to make its argument in the appellees judicata.'" appellant's br. 18 (quoting anthony v. marion prevailing party because "`a dismissal with prejudice is fees to plaintiffs' lawyers who secured favorable out-of-court the parents qualified as prevailing parties even though one of (listing fee-shifting statutes). such statutes authorize courts to entered summary judgment for straus. the district appeals, officer found that the evaluation was the "only issue" in the cause for appellant. with him on the briefs were peter j. nyankori letter "mooted" the controversy and dismissed the frivolous, unreasonable, or without presented for any improper purpose, such as to iii "improper[]." reply br. 12. but in the case the district cites have happened had dcps refused to provide the evaluation. the attorney of a parent who continued to procedure 11, which authorizes courts to sanction attorneys case suggest that even if dcps had not authorized an "pronouncement [was] []accompanied by judicial relief," id., no. 09-7051 2 authorizing the evaluation, he refused to withdraw the purpose." freed from the constraints of buckhannon, the court in buckhannon board & care home, inc. v. west on the ground that the district failed to qualify as a from nothing at all because dcps had already agreed to pay judicial pronouncement was "unaccompanied by judicial f.2d at 166 (finding that the availability of administrative unreasonable, or without foundation, or against d at 11, district of columbia v. straus, 607 f. supp. 2d 180 1976, 42 u.s.c. 1988. buckhannon, 532 u.s. at 60203 in support, fox v. district of columbia, 83 f.3d 1491, 1495 26. read most naturally, these statements indicate that straus from a lawyer who, on behalf of a special needs student, conference. although straus knew of the nyankori letter enforcement mechanism parents have when an educational agency or local educational agency against the claiborne v. wisdom, 414 f.3d 715, 719 (7th cir. 2005) evaluations"). the parents also sought (1) a declaration that of a parent, or against the parent, if the parent's letter mooted the case, however, the language the district and our review is de novo, see district of columbia v. to a prevailing party who is a state educational district court). we agree. the district's complaint sought recover fees if they prevail in litigation brought by parents. 1291. here, by contrast, the hearing officer resolved nothing district of columbia v. jeppsen, 514 f.3d 1287 (d.c. straus conceded that the nyankori letter provided the where, for example, it protected the prevailing school district sent straus a letter authorizing the independent evaluation. most notably the civil rights attorney's fees awards act of in this case, the second factor is easily satisfied. the burden of proving" educational harm. id. (emphasis added). litigation clearly became frivolous, unreasonable, or without res judicata effect would certainly qualify as judicial relief subsequent cause of action that is frivolous, sufficient evidence after her witnesses recanted); see also so ordered. filed in the district court"--and then states that he "will the attorney general for the district of columbia, argued the however, that sentence represents not a decision on the merits, that the district does not qualify as a prevailing party because 26. but this argument ignores the language of the idea's accompanied by judicial relief. thomas v. nat'l sci. found., subsection iii means something different from prevailing develop a child's individualized education plan (iep). id. the litigation," the district argues, "straus demanded a brief points out the obvious--that the district "failed to plead (d.d.c. 2009) (no. 08-cv-2075). continued to litigate inappropriately. see id. authorizes awards of attorneys' fees statute, then, the behavior of the parents' lawyer becomes relies on is dicta. as the hearing officer himself made quite the portion of the hearing officer's decision the district relies 96 (d.c. cir. 1996), the party in straus's position made no the delay in conducting the evaluation denied d.r. a fape jeppsen, 514 f.3d at 1290 (hypothesizing that, in certain as well. jeppsen, 514 f.3d at 1290 (finding that a dismissal relief as well as for the psychiatric evaluation, the hearing opinion for the court filed by circuit judge tatel. for the requested evaluation--the only issue then before the more than achieving the desired outcome; the party seeking their own litigation costs. congress, however, has enacted a litigated frivolously). the district court disagreed, concluding applied its latter two requirements to requests by defendants nonetheless address it in the first instance." appellees' br. needlessly increase the cost of litigation. to provide fapes to children] is faithfully administered" 1400(d)(1)(a). of relevance to this case, the idea requires test in connection with requests for fees by plaintiffs, we have litigate after the litigation clearly became initiated administrative proceedings that were eventually as a prevailing party, it may not recover fees even if straus the other claims was dismissed as moot. jeppsen, 514 f.3d at for the district of columbia circuit on begins with a counterfactual subjunctive: "the facts of this nothing more. merits," appellant's br. 21. in support, the district points out a summary judgment determination de novo). only by the hearing officer's decision." appellant's br. 27, unable to qualify as a prevailing party under subsection ii, it according to straus, however, the district forfeited this term `prevailing party' [is] a legal term of art" that requires argued november 17, 2009 decided january 8, 2010 her on the brief was tilman l. gerald. to the issue before us, the idea also allows school districts to from having to pay damages or alter its conduct. see, e.g., purpose. br. of amicus curie aclu 28; see moore, 907 settlements. according to the court, such voluntary actions be something with respect to attorney's fees" for himself. 532 u.s. at 603. in buckhannon, the court rejected the so- relief only under subsection ii, and although the district did circumstances, "[a] ruling on a jurisdictional ground, that the foundation[.] 5 because he "rejected the administrative complaint on its independent evaluation, petitioner would have faced an uphill prepare his iep for the upcoming school year. dcps agreed in the american legal system, litigants generally bear carl j. schifferle, assistant attorney general, office of 330 f.3d 486, 49293 (d.c. cir. 2003) (internal quotation given the hearing officer's conclusion that the nyankori "prevailing party" under the idea as defined by the supreme that same day, the hearing officer held a prehearing evaluation." sho decision at 3 (emphasis added). moreover, administrative proceedings as well as civil actions). five days have expended in the administrative hearing. the district subsection ii's "prevailing party" signals that buckhannon's to a prevailing state educational agency or decision. to complete the evaluation by august 5. when it failed to do mooted by dcps' prompt authorization of an independent nickles, attorney general, todd s. kim, solicitor general, were on the brief for amicus curiae the american civil the argument, but the district identifies no case, nor are we as the supreme court explained in buckhannon, "the agency drags its heels," and undermining the idea's very v. rice, 531 f.3d 936, 945 (d.c. cir. 2008) (holding that a foundation." 20 u.s.c. 1415(i)(3)(b)(i)(ii). under the the district insists that even if not every involuntary jeppsen, 514 f.3d 1287, 128990 (d.c. cir. 2008) (reviewing appeal from the united states district court 598 (2001). for the reasons set forth below, we affirm. harass, to cause unnecessary delay, or to (awarding attorney's fees to the defendant where the plaintiff shifting provision because it had prevailed in the the judgment of the district court is affirmed. on the merits in favor of the parents. given that, we held that omitted), and straus nowhere argues otherwise. focusing on sho decision at 3. that is a "prevailing party" to recover fees "against the (authorizing the award of attorney's fees when the school 9 case did because straus "pressed forward" and was "halted relevant only if the school district first qualifies as a 4 columbia, 907 f.2d 165, 167 (d.c. cir. 1990) (en banc) john a. straus and james e. brown & associates, pllc, party forfeits for appeal arguments not raised before the district is the prevailing party and the parents' attorney plaintiff's renewed motion for summary judgment, exhibit dismissed as moot. the district court denied an award of fees clear, the "only issue before [him] is dcps' alleged failure to hearing officer's dismissal of the case was in "favor" of the so, d.r.'s family, represented by appellee john straus, filed called catalyst theory under which some courts had awarded the third factor, the district argues that the hearing officer's argument by failing to raise it in the district court. see adams (interpreting the idea's fee-shifting provision to apply in forfeited the point, he would "nonetheless" address it. true, aware of one, requiring a party to invoke the magic word 1414(a). hearing officer held several weeks later. at that hearing, straus never said in so many words that the district forfeited never "explicitly suggest[s]" that the district's argument was before: ginsburg, tatel, and griffith, circuit judges. omitted). if the district were considered a prevailing party marks and alterations omitted). although we developed this dismissal with prejudice conveys judicial relief, the one in this substantive relief his client sought, but argued "there should amicus explains, such an outcome would deter lawyers from v. id. 1415(i)(3)(b)(i)(ii). 7 county general hosp., 617 f.2d 1164, 1170 (5th cir. 1980)). definition of "prevailing party" does not apply to subsection student attending the district of columbia public schools subsection iii's use of the term "prevailing" in lieu of counsel'" therein help "guarantee that the policy [of the idea liberties union of the national capital area in support of then recover attorney's fees from the parents' lawyers. as under these circumstances, then dcps could ignore its legal that the district's argument is forfeited" because his brief appropriate public education (fape). 20 u.s.c. district court, and straus raised the point. our cases require later, dr. richard nyankori of the dcps chancellor's office award of $1,752.25 to cover the attorney's fees it claims to case and, once dcps provided it, dismissed the case as moot.


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